For the past few years, financial services companies have been bugging me to name a “trusted contact.” Banks, brokerages and insurers increasingly want to have someone to call or email in case they ...

Add Yahoo as a preferred source to see more of our stories on Google. A trusted contact is a person a firm can contact if they suspect there is financial misuse. If you do decide to designate someone, ...

For over 20 years, I’ve assisted clients in navigating market fluctuations, tax changes and life transitions. Recently, I’ve encountered a new challenge: helping clients who don’t have a trusted ...

The Financial Industry Regulatory Authority (FINRA), the North American Securities Administrators Association and the U.S. Securities and Exchange Commission are working together to encourage ...